Brian
Ridgeway

Thornburg Investment Management Inc

CRD#6255873
Investment Advisor
in Santa Fe, NM

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About this Advisor

Brian Ridgeway is a financial advisor who works out of Santa Fe, New Mexico, with 4 years of industry experience. Ridgeway works at Thornburg Investment Management Inc. The advisor has gained experience at Rendezvous Tents And Services, Oppenheimer Funds, Ultimate Staffing, Highland Capital Funds Distributor, Inc, Ridgeworth Capital Management LLC, Ridgeworth Distributors LLC, Advisors Asset Management, Inc and Thornburg Securities Corp. Ridgeway maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in Colorado and New Mexico. Thornburg Investment Management Inc is a company based in Santa Fe, NM. It administers $39 billion in total assets among its 658 accounts, placing it among the largest firms in the United States by assets under management. The firm provides financial advisory services to 12 charitable organizations. Of its 658 accounts, 65% are held by high-net-worth clients who have greater than $1 million in assets. Thornburg Investment Management Inc provides a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. A financial advisor's fee schedules are based on which services the firm provides the client. However, fees billed by Thornburg Investment Management Inc most likely consist of any combination of asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

2300 North Ridgetop Road
Santa Fe, NM 87506

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Thornburg Investment Management Inc Brokerage Details

Total Assets Under Management

$38,735,282,461

NM Average: $3,612,835,751
Total Number of Employees

204

NM Average: 18
Total Number of Accounts

658

NM Average: 517
Average Account Size

$58,868,210

NM Average: $6,988,077

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Brian Ridgeway Work History

Brian has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Thornburg Securities Corp

2018 - 2019 (1 year)

Advisors Asset Management, Inc

2017 - 2018 (1 year)

Highland Capital Funds Distributor, Inc

2016 - 2017 (1 year)

Ridgeworth Capital Management LLC

2016 - 2017 (1 year)

Ridgeworth Distributors LLC

2014 - 2016 (2 years)

Highland Capital Funds Distributor, Inc

2013 - 2013 (< 1 year)

Rendezvous Tents And Services

2013 - 2014 (1 year)

Oppenheimer Funds

2013 - 2013 (< 1 year)

Ultimate Staffing

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Ridgeway to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thornburg Investment Management Inc

Mahmut Arikan
Santa Fe, NM
Danielle Morrison
Denver, CO
Brian Ridgeway
Santa Fe, NM
Elijah King
Santa Fe, NM
John Hackett
Santa Fe, NM
Tyler Jenkins
Santa Fe, NM
Linda Short
Santa Fe, NM
Carolyn Ives
Santa Fe, NM

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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