About this Advisor
Carlos Duque is a financial advisor based out of Albuquerque, New Mexico, who has been in the industry for 12 years. Duque works at Morgan Stanley. Their career trajectory has included roles at Wells Fargo Investments, LLC, Wells Fargo Advisors, LLC, Morgan Stanley and Morgan Stanley Private Bank, National Association. Duque has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in New Mexico and Texas. Morgan Stanley is a financial advisory business based in Albuquerque, New Mexico. The investment advisory business has offices in 726 locations and a total of 25,600 financial advisors. It has $904 billion in total assets among its 1,863,328 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 313 charities and foundations. Of its 1,863,328 accounts, just 1% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Morgan Stanley has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services typically vary depending on which service is offered. Fees billed by Morgan Stanley can include some blend of asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Morgan Stanley Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Carlos Duque Work History
Carlos has 12 years of experience.
Morgan Stanley Private Bank, National Association
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Carlos Duque has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Morgan Stanley
Newtown Square, PA
Newport Beach, CA
Newport Beach, CA