Carlos
Duque

Morgan Stanley

CRD#5607485
Investment Advisor
in Albuquerque, NM

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About this Advisor

Carlos Duque is a financial advisor based out of Albuquerque, New Mexico, who has been in the industry for 12 years. Duque works at Morgan Stanley. Their career trajectory has included roles at Wells Fargo Investments, LLC, Wells Fargo Advisors, LLC, Morgan Stanley and Morgan Stanley Private Bank, National Association. Duque has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in New Mexico and Texas. Morgan Stanley is a financial advisory business based in Albuquerque, New Mexico. The investment advisory business has offices in 726 locations and a total of 25,600 financial advisors. It has $904 billion in total assets among its 1,863,328 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 313 charities and foundations. Of its 1,863,328 accounts, just 1% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Morgan Stanley has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services typically vary depending on which service is offered. Fees billed by Morgan Stanley can include some blend of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

6565 America'S Parkway Ne Ste 400
Albuquerque, NM 87110

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Morgan Stanley Brokerage Details

Total Assets Under Management

$904,300,848,179

NM Average: $7,464,549,021
Total Number of Employees

25,600

NM Average: 88
Total Number of Accounts

1,863,328

NM Average: 3,892
Average Account Size

$485,315

NM Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Carlos Duque Work History

Carlos has 12 years of experience.

2015 - Present (6 years)

Morgan Stanley Private Bank, National Association

2011 - Present (10 years)

Morgan Stanley

2011 - 2011 (< 1 year)

Wells Fargo Advisors, LLC

2008 - 2011 (3 years)

Wells Fargo Investments, LLC

Disclosures

Carlos Duque has no disclosures.

Please visit their SEC profile for more details.

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Kayonnoh Cooper
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Colin Roesler
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Scarlett Alfonzo
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This content was compiled from the SEC and FINRA.

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