Dustin
Soflin

Mml Investors Services, LLC

CRD#6688488
Investment Advisor
in Albuquerque, NM

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About this Advisor

Dustin Soflin is an advisor based in Albuquerque, New Mexico. Currently a registered advisor at Mml Investors Services, LLC, Soflin has 12 years of professional experience in the financial advisory industry. Soflin maintains Series 65 and Series 63 licenses, designating the advisor as both a securities agent and an investment advisor representative. Soflin can operate based out of New Mexico. Throughout their career, Soflin has worked at Mass Mutual Life Insurance Company, Mml Investors Services, Albuquerque Youth Symphony Program and Eldorado High School. Mml Investors Services, LLC is headquartered in Albuquerque, New Mexico, and has 1,335 locations throughout the United States. As a registered investment advisory firm, Mml Investors Services, LLC oversees $40 billion in assets throughout 206,878 client accounts and employs more than 7,471 people. The amount of assets the firm manages places it among the largest firms in the nation. The firm manages 64,820 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the firm's 206,878 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

8100 Lang Ave Ne Suite 102
Albuquerque, NM 87109

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

NM Average: $16,012,751,954
Total Number of Employees

7,471

NM Average: 118
Total Number of Accounts

206,878

NM Average: 4,567
Average Account Size

$191,239

NM Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Dustin Soflin Work History

Dustin has 12 years of experience.

2016 - Present (5 years)

Mass Mutual Life Insurance Company

2016 - Present (5 years)

Mml Investors Services

2012 - 2016 (4 years)

Albuquerque Youth Symphony Program

2008 - 2012 (4 years)

Eldorado High School

Disclosures

Dustin Soflin has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Jonathan Lowery
Birmingham, AL
William Basel
Los Angeles, CA
John Walters
Bala Cynwyd, PA
Lynn Foley
Falmouth, ME
Tracy Brown
Austin, TX
Michael Galietta
Glastonbury, CT
David Cooil
Greensboro, NC
Jesus Jaramillo
Scottsdale, AZ

This content was compiled from the SEC and FINRA.

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