Gregory
Rothrock

Cetera Advisor Networks LLC

CRD#2614954
Investment Advisor
in Albuquerque, NM

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About this Advisor

Gregory Rothrock is a financial advisor working in Albuquerque, New Mexico, who has been in the industry for 17 years. Rothrock is an advisor for Cetera Advisor Networks LLC. Throughout their career, they have worked at Financial Network, Cetera Advisor Networks LLC and H&R Block. Rothrock maintains Series 63, Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative, and can operate in New Mexico and Texas. Cetera Advisor Networks LLC is a registered investment company that has its headquarters in Albuquerque, New Mexico. It has offices in 889 locations and a total of 2,218 people on staff. It manages $26 billion in total assets across its 85,917 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm advises 359 charitable organizations. Of its 85,917 accounts, 24% are associated with high-net-worth clients who have more than $1 million in investable assets. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules typically vary depending on the services offered. However, fees billed by Cetera Advisor Networks LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

6100 Uptown Blvd Ne Ste 610
Albuquerque, NM 87110

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Cetera Advisor Networks LLC Brokerage Details

Total Assets Under Management

$25,829,007,600

NM Average: $7,578,581,321
Total Number of Employees

2,218

NM Average: 43
Total Number of Accounts

85,917

NM Average: 3,727
Average Account Size

$300,627

NM Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Gregory Rothrock Work History

Gregory has 17 years of experience.

2017 - Present (4 years)

H&R Block

2013 - Present (8 years)

Cetera Advisor Networks LLC

2003 - 2012 (9 years)

Financial Network

Disclosures

Gregory Rothrock has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cetera Advisor Networks LLC

Brian Hennessy
Naperville, IL
Jaye Oppedahl
El Segundo, CA
Michael Townsend
Minneapolis, MN
Franklin Bellavia
San Diego, CA
Dori Petroff
Osseo, MN
Andrew Mcdowell
Champaign, IL
Grant Silverman
San Francisco, CA
Michael Crane
Sparta, NJ

This content was compiled from the SEC and FINRA.

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