Heather
Roach

Fidelity Personal And Workplace Advisors

CRD#6314627
Investment Advisor
in Albuquerque, NM

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About this Advisor

Heather Roach is a financial advisor working out of Albuquerque, New Mexico, who has been in the financial industry for 12 years. Roach is on the advisory team at Fidelity Personal And Workplace Advisors. During their career, Roach has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Student, Noon Day Ministries, Bank Of America, N.A and Fidelity Brokerage Services LLC. Roach holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to work in New Mexico and Texas. Fidelity Personal And Workplace Advisors is a financial advisory company headquartered in Albuquerque, New Mexico. The firm has offices in 1,138 locations and a total of 8,158 advisors. It has $453 billion in assets under management among its 1,038,219 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves eight charities and foundations. Of its 1,038,219 client accounts, 29% belong to high-net-worth clients who have at least $1 million in investable assets. The company has a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on which services the firm provides the client. However, fees billed by Fidelity Personal And Workplace Advisors can include some combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2261 Q Street Northeast-Suite 2A
Albuquerque, NM 87110

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$453,297,086,677

NM Average: $16,012,751,954
Total Number of Employees

8,158

NM Average: 118
Total Number of Accounts

1,038,219

NM Average: 4,567
Average Account Size

$436,610

NM Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Heather Roach Work History

Heather has 12 years of experience.

2018 - Present (3 years)

Fidelity Brokerage Services LLC

2014 - 2018 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2018 (4 years)

Bank Of America, N.A

2012 - 2014 (2 years)

Student

2008 - 2012 (4 years)

Noon Day Ministries

Disclosures

Heather Roach has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Fidelity Personal And Workplace Advisors

Lauren Hinton
Englewood, CO
Meghan Snouffer
Boston, MA
James Woodall
Roanoke, TX
Julie Miller
Denver, CO
Stephanie Spyres
San Antonio, TX
Bryan Albaugh
Boston, MA
Lucas Mcomber
Boston, MA
Lindsay Montgomery
Boston, MA

This content was compiled from the SEC and FINRA.

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