John
Carroll

Morgan Stanley

CRD#4481680
Investment Advisor
in Albuquerque, NM

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About this Advisor

John Carroll is a financial advisor operating out of Albuquerque, New Mexico, who has been in the industry for 11 years. Carroll works at Morgan Stanley. The advisor has gained experience at Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Carroll holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in Colorado, New Mexico and Texas. Morgan Stanley is a company that has its headquarters in Albuquerque, New Mexico. It has offices in 726 locations and a total of 25,600 employees. It manages $904 billion in assets among its 1,863,328 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 313 charities and foundations. Of its 1,863,328 client accounts, just 1% belong to high-net-worth investors who have more than $1 million in assets available to invest. Morgan Stanley performs a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules usually are based on the type of services offered. Fees charged by Morgan Stanley can include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

6565 America'S Parkway Ne Ste 400
Albuquerque, NM 87110

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Morgan Stanley Brokerage Details

Total Assets Under Management

$904,300,848,179

NM Average: $7,464,549,021
Total Number of Employees

25,600

NM Average: 88
Total Number of Accounts

1,863,328

NM Average: 3,892
Average Account Size

$485,315

NM Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

John Carroll Work History

John has 11 years of experience.

2015 - Present (6 years)

Morgan Stanley Private Bank, National Association

2009 - Present (12 years)

Morgan Stanley Smith Barney

Disclosures

John Carroll has no disclosures.

Please visit their SEC profile for more details.

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Craig Gorden
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Brian Sanford
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Derek Campbell
Newport Beach, CA
Rachel Jose
Cleveland, OH
Kayonnoh Cooper
Atlanta, GA
Colin Roesler
Newport Beach, CA
Scarlett Alfonzo
Miami, FL

This content was compiled from the SEC and FINRA.

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