John
Carroll
Morgan Stanley
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About this Advisor
John Carroll is a financial advisor operating out of Albuquerque, New Mexico, who has been in the industry for 11 years. Carroll works at Morgan Stanley. The advisor has gained experience at Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Carroll holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in Colorado, New Mexico and Texas. Morgan Stanley is a company that has its headquarters in Albuquerque, New Mexico. It has offices in 726 locations and a total of 25,600 employees. It manages $904 billion in assets among its 1,863,328 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 313 charities and foundations. Of its 1,863,328 client accounts, just 1% belong to high-net-worth investors who have more than $1 million in assets available to invest. Morgan Stanley performs a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules usually are based on the type of services offered. Fees charged by Morgan Stanley can include asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Morgan Stanley Brokerage Details

$904,300,848,179

25,600

1,863,328

$485,315

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Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
John Carroll Work History
John has 11 years of experience.
Morgan Stanley Private Bank, National Association
Morgan Stanley Smith Barney
Disclosures
John Carroll has no disclosures.
Please visit their SEC profile for more details.
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This content was compiled from the SEC and FINRA.
