Timothy
Rivera

Securities America Advisors, Inc

CRD#5084694
Investment Advisor
in Santa Fe, NM

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About this Advisor

Timothy Rivera is a financial advisor operating out of Santa Fe, New Mexico with a total of 4 years of relevant experience. Rivera is an employee of Securities America Advisors, Inc. Over the course of their career, they have held roles at Raymond James Financial Services, Inc, Raymond James Financial Services Advisors Inc, Bank Of The West, Summit Investment Group, Securities America, Inc, Securities America Advisors and Landmark Bank. Rivera maintains Series 63 and Series 66 licenses, designating them as a securities agent, and is able to serve investors in New Mexico and Texas. Securities America Advisors, Inc is a firm operating out of La Vista, NE. It has offices in 1,469 locations and a total of 3,748 employees. It controls $38 billion in assets between its 200,228 client accounts, placing it among the biggest firms in the country by assets under management. The firm advises five charities and foundations. Of its 200,228 customer accounts, just 5% belong to high-net-worth investors who have greater than $1 million in investable assets. Securities America Advisors, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely depend on the services. However, fees billed by Securities America Advisors, Inc most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

130 Camino Escondido
Santa Fe, NM 87501

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

NM Average: $1,978,216,465
Total Number of Employees

3,748

NM Average: 226
Total Number of Accounts

200,228

NM Average: 7,467
Average Account Size

$190,602

NM Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Timothy Rivera Work History

Timothy has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Securities America, Inc

2019 - Present (5 years)

Securities America Advisors

2018 - 2019 (1 year)

Raymond James Financial Services, Inc

2018 - 2019 (1 year)

Summit Investment Group

2018 - 2019 (1 year)

Raymond James Financial Services Advisors Inc

2017 - 2018 (1 year)

Bank Of The West

2016 - 2017 (1 year)

Raymond James Financial Services, Inc

2016 - 2017 (1 year)

Raymond James Financial Services Advisors Inc

2012 - 2015 (3 years)

Landmark Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Timothy Rivera to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Andi Yao
Burlingame, CA
Seth Wilson
Fresno, CA
Christopher Conti
Johnston, RI
Derek Bohne
Midvale, UT
Brandon Warman
Kimberly, WI
John Weekly
Omaha, NE
Richard Dutrisac
Costa Mesa, CA
Steven Juul
Spokane, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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