Adam
Goldberg

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5956694
Investment Advisor
in New York, NY
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About this Advisor

Adam Goldberg is a certified financial planner based in New York, New York, who has been in the industry for 12 years. Goldberg is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Goldberg has held roles at Mogold, Guardian Life Insurance Company, Park Avenue Securities, Advanced Payment Services, Majestic Athletic, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Goldberg maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in Connecticut and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory company that has its headquarters in New York, New York. The investment advisory business has offices in 2,958 locations and a total of 40,146 advisors. It administers $820 billion in total assets across its 2,272,151 client accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 4,667 charitable organizations. Of its 2,272,151 customer accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management typically vary depending on which services are offered. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

114 W 47Th St
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

NY Average: $7,464,549,021
Total Number of Employees

41,217

NY Average: 88
Total Number of Accounts

2,472,247

NY Average: 3,892
Average Account Size

$322,494

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Adam Goldberg Work History

Adam has 12 years of experience.

2016 - Present (3 years)

Bank Of America, N.A

2015 - Present (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2012 - 2015 (3 years)

Park Avenue Securities

2011 - 2015 (4 years)

Guardian Life Insurance Company

2010 - 2011 (1 years)

Advanced Payment Services

2009 - 2010 (1 years)

Mogold

2006 - 2008 (2 years)

Majestic Athletic

Disclosures

Adam Goldberg has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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