Alan
Leist

Strategic Financial Services

CRD#306209
Investment Advisor
in Utica, NY

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About this Advisor

Alan Leist is a certified financial planner based out of Utica, New York with a total of 12 years of relevant experience. Leist currently works for Strategic Financial Services. During their career, Leist has held roles at Alan Leist Planning Group Inc, Cadaret Grant And Co, Inc, Cadaret, Grant & Co., Inc, Massachusetts Mutual Life Insurance Comp, Strategic Investment Advisors Inc, Strategic Retirement Plans Inc and Strategic Financial Services. Leist maintains a Series 63 license, certifying them as a securities representative, and can operate in Florida, New York and Texas. Strategic Financial Services is a registered investment firm that has its headquarters in Utica, NY. The company has offices in five locations and a total of 35 employees. It has $2 billion in total assets between its 2,950 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves five charitable organizations. Of its 2,950 customer accounts, 36% are associated with high-net-worth investors who have more than $1 million in investable assets. Strategic Financial Services provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Financial management fees vary depending on the type of financial services provided. Fees charged by Strategic Financial Services may include some combination of asset-based and commission-based fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Commissions

Office Location

114 Business Park Drive
Utica, NY 13502

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Strategic Financial Services Brokerage Details

Total Assets Under Management

$1,662,924,875

NY Average: $7,464,549,021
Total Number of Employees

35

NY Average: 88
Total Number of Accounts

2,950

NY Average: 3,892
Average Account Size

$563,703

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Alan Leist Work History

Alan has been registered as a financial advisor for 12 years.*

2006 - Present (18 years)

Cadaret, Grant & Co., Inc

2005 - Present (19 years)

Strategic Financial Services

2000 - Present (24 years)

Strategic Retirement Plans Inc

1996 - Present (28 years)

Massachusetts Mutual Life Insurance Comp

1989 - Present (35 years)

Cadaret, Grant & Co., Inc

1988 - Present (36 years)

Strategic Investment Advisors Inc

1985 - Present (39 years)

Cadaret Grant And Co,Inc

1979 - Present (45 years)

Alan Leist Planning Group Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Alan Leist to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Strategic Financial Services

Douglas Walters
Utica, NY
Jacob Storsberg
Utica, NY
Cody Carnaya
Utica, NY
Kyle Dempster
Utica, NY
Aaron Evans
Utica, NY
Connor Gaffney
Utica, NY
Michael Mcgraw
Utica, NY
Gregory Tedone
Rochester, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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