Alex
Caratelli
Key Investment Services LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Alex Caratelli is a financial advisor based out of Buffalo, New York. Caratelli works at Key Investment Services LLC. Over the course of their career, Caratelli has held roles at Citizens Bank, Enterprise Rent A Car, Edinboro University, Community College Of Beaver County, Beaver County Beverage, Kuhn'S Market, Robert Morris University, Blackhawk School District, Citizens Securities, Inc, Hsbc Bank Usa, N.A, Hsbc Securities (Usa) Inc, Fidelity Investments, Alloy and Key Investment Services. Caratelli has Series 63 and Series 66 licenses, which qualify them as a securities agent, and is approved to operate in New York. Key Investment Services LLC is a firm operating out of Cleveland, OH. The firm has offices in 14 locations and a total of 1,062 financial advisors. It administers $3 billion in total assets between its 23,518 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm provides services to 93 charitable organizations. Of its 23,518 accounts, just 2% belong to high-net-worth clients who have more than $1 million in assets. The advisory firm has a few services, such as portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fee schedules vary depending on which services the firm provides the client. However, fees billed by Key Investment Services LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Key Investment Services LLC Brokerage Details
$3,216,898,961
1,062
23,518
$136,785
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Alex Caratelli Work History
Alex has been registered as a financial advisor for 0 years.*
Key Investment Services
Alloy
Fidelity Investments
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Citizens Bank
Enterprise Rent A Car
Citizens Securities, Inc
Beaver County Beverage
Kuhn'S Market
Edinboro University
Community College Of Beaver County
Robert Morris University
Blackhawk School District
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alex Caratelli to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Key Investment Services LLC
Centerbrook, CT
Cleveland, OH
Tonawanda, NY
Kent, OH
Martinsville, IN
Cleveland, OH
Denver, CO
Vancouver, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
