Alexander
Smith

Oppenheimer & Co. Inc

CRD#5993824
Investment Advisor
in New York, NY

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About this Advisor

Alexander Smith is a financial advisor who works in New York, New York, who has 7 years of industry experience. Smith is on the advisory team at Oppenheimer & Co. Inc. Smith has gained experience at Wells Fargo Advisors LLC and Oppenheimer & Co, Inc. Smith has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Florida, New Jersey, New York, North Carolina, Texas and Virginia. Oppenheimer & Co. Inc is an advisory company that has its headquarters in New York, NY. It has offices in 118 locations and a total of 2,784 people on staff. It administers $23 billion in total assets across its 32,333 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 145 charitable organizations. Of its 32,333 accounts, just 2% are held by high-net-worth clients who have greater than $1 million in assets. Oppenheimer & Co. Inc performs a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules are based on the type of financial services provided. Fee types charged by Oppenheimer & Co. Inc can include some blend of asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees

Office Location

666 3Rd Avenue
New York, NY 10017

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Oppenheimer & Co. Inc Brokerage Details

Total Assets Under Management

$22,650,951,893

NY Average: $7,464,549,021
Total Number of Employees

2,784

NY Average: 88
Total Number of Accounts

32,333

NY Average: 3,892
Average Account Size

$700,552

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Alexander Smith Work History

Alexander has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Oppenheimer & Co, Inc

2012 - 2016 (4 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Alexander Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oppenheimer & Co. Inc

Kenneth Green
Boca Raton, FL
Patrick Locke
New York, NY
Mark Roman
Los Angeles, CA
Kevin Baum
New York, NY
F Masri
New York, NY
Michael Wolff
New York, NY
Brian Kutsmeda
Boca Raton, FL
Elizabeth Ehlen
Bellevue, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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