Alison
Roth

Mariner Independent

CRD#7350537
Investment Advisor
in Patchogue, NY

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About this Advisor

Alison Roth is a financial advisor based in Patchogue, New York, working with Mariner Independent. Alison has previously held positions at Adviceperiod, LLC, Apexium Financial, Altfest Personal Wealth Management, Payden & Rygel, Loyola Marymount University, Mariner Wealth Advisors, and Mariner Platform Solutions. Alison is registered to provide services in California. Currently, Alison is part of Mariner Independent, which operates out of Patchogue, New York. The firm has 33 offices and 102 employees. The firm manages assets totaling $4.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and pension consulting services. The fee structure at Mariner Independent includes asset-based, hourly, and fixed fees.

Certifications and Registrations

CERTIFIED FINANCIAL PLANNER™, Chartered Financial Analyst

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Patchogue, NY

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Mariner Independent Brokerage Details

Total Assets Under Management

$4,345,628,317

NY Average: $2,243,162,756
Total Number of Employees

102

NY Average: 44
Total Number of Accounts

8,802

NY Average: 4,091
Average Account Size

$493,709

NY Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Alison Roth Work History

2022 - Present (2 years)

Mariner Wealth Advisors

2022 - Present (2 years)

Mariner Platform Solutions

2021 - 2022 (1 year)

Adviceperiod, LLC

2020 - 2021 (1 year)

Apexium Financial

2018 - 2020 (2 years)

Altfest Personal Wealth Management

2015 - 2018 (3 years)

Payden & Rygel

2011 - 2015 (4 years)

Loyola Marymount University

Disclosures

Please visit the SEC profile of Alison Roth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Independent

Stephen Mazer
Annapolis, MD
Anthony Ferraiolo
Florham Park, NJ
Kevin Barlow
Newport Beach, CA
David Trejo
Thousand Oaks, CA
Ian Murray
Ramsey, NJ
Ross Kroll
Manhattan Beach, CA
Rachel Vega
Los Angeles, CA
Christian Hutchins
Palos Verdes Peninsula, CA

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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