Ana
Mota

Hsbc Securities (Usa) Inc

CRD#5890907
Investment Advisor
in Miami, FL

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About this Advisor

Ana Mota is a financial advisor based out of Miami, Florida, with a total of 4 years of industry experience. Mota is on the advisory team at Hsbc Securities (Usa) Inc. The advisor has gained experience at Wells Fargo Advisors, LLC, Morgan Stanley, Hsbc Bank Usa, N.A and Hsbc Securities (Usa) Inc. Mota has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Alabama, Alaska, Delaware, District Of Columbia, Florida, Georgia, Iowa, Kansas, Louisiana, Maine, Maryland, Minnesota, Montana, Nebraska, New Jersey, New Mexico, New York, North Carolina, North Dakota, Texas, Utah and Virginia. Hsbc Securities (Usa) Inc is a business that has its headquarters in New York, NY. It has offices in 60 locations and a total of 510 financial advisors. It handles $3 billion in total assets among its 13,225 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. Of its 13,225 accounts, 25% are held by high-net-worth individuals who have greater than $1 million in assets. The firm has a wide range of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial management vary depending on which service is offered. Fee types charged by Hsbc Securities (Usa) Inc most likely are comprised of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

1441 Brickell Avenue 16Th Floor
Miami, FL 33131

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$2,818,810,644

FL Average: $7,464,549,021
Total Number of Employees

510

FL Average: 88
Total Number of Accounts

13,225

FL Average: 3,892
Average Account Size

$213,143

FL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Ana Mota Work History

Ana has been registered as a financial advisor for 4 years.*

2021 - Present (3 years)

Hsbc Bank Usa, N.A

2021 - Present (3 years)

Hsbc Securities (Usa) Inc

2019 - 2021 (2 years)

Hsbc Bank Usa, N.A

2019 - 2021 (2 years)

Hsbc Securities (Usa) Inc

2014 - 2019 (5 years)

Morgan Stanley

2012 - 2014 (2 years)

Wells Fargo Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ana Mota to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Robert Garomo
Brooklyn, NY
Aniello Fabi
Brooklyn, NY
Raymond Steele
Chatham, NJ
Ricardo Ramirez
Beverly Hills, CA
Thuc Tran
Beverly Hills, CA
Keith Smith
Depew, NY
Angela Carracino
Forest Hills, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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