Andrew
Chapman

Lpl Financial LLC

CRD#5445330
Investment Advisor
in Saratoga Springs, NY

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About this Advisor

Andrew Chapman is a financial advisor based in Saratoga Springs, New York, with a total of 2 years of industry experience. Chapman works at Lpl Financial LLC. Over the course of their career, they have held roles at First Niagara Securities, Lpl Financial LLC and Saratoga Financial Services. Chapman has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in New York. Lpl Financial LLC is an advisory company that has its headquarters in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 advisors. It handles $368 billion in total assets among its 1,688,501 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 accounts, 31% belong to high-net-worth clients who have at least $1 million in assets. The advisory firm offers a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees largely depend on the financial services. However, fee types charged by Lpl Financial LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

18 Division Street, Ste 305
Saratoga Springs, NY 12866

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

NY Average: $646,059,043
Total Number of Employees

31,366

NY Average: 13
Total Number of Accounts

1,688,501

NY Average: 661
Average Account Size

$217,956

NY Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Andrew Chapman Work History

Andrew has been registered as a financial advisor for 2 years.*

2014 - Present (10 years)

Saratoga Financial Services

2011 - Present (13 years)

Lpl Financial LLC

2010 - 2014 (4 years)

First Niagara Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Andrew Chapman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Diane Winner
Ann Arbor, MI
John Gehlhaart
Waukesha, WI
Tracy Marlin
Newport Beach, CA
Gregory Horn
Lawrenceburg, IN
Rebecca Chiccino
Charlestown, MA
Kevin Harvey
Chico, CA
Scott Feher
Walnut Creek, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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