Andrew
Swartwout

Silver Grove Advisory Services

CRD#2478664
Investment Advisor
in Orchard Park, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Andrew Swartwout is a chartered financial consultant who works in Orchard Park, New York who has 2 years of industry experience. Swartwout is currently employed by Silver Grove Advisory Services. Swartwout has gained experience at M&T Securities, Inc, Principal Mutual Life Insurance Co, Lpl Financial, LLC and Silver Grove Advisory Services. Swartwout has a Series 63 license, which qualifies them as a securities broker, and is registered to advise clients in New York. Silver Grove Advisory Services is an advisory business based in Orchard Park, NY. The investment advisory business has offices in eight locations and a total of 15 employees. It oversees $235 million in total assets among its 2,010 customer accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. Of its 2,010 client accounts, just 1% are associated with high-net-worth investors who have greater than $1 million in assets. The business offers a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fee schedules usually vary depending on the type of services offered. Fee types billed by Silver Grove Advisory Services likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

4201 North Buffalo Road
Orchard Park, NY 14127

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Silver Grove Advisory Services Brokerage Details

Total Assets Under Management

$235,351,513

NY Average: $7,464,549,021
Total Number of Employees

15

NY Average: 88
Total Number of Accounts

2,010

NY Average: 3,892
Average Account Size

$117,090

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Andrew Swartwout Work History

Andrew has been registered as a financial advisor for 2 years.*

2017 - Present (7 years)

Lpl Financial, LLC

2017 - Present (7 years)

Silver Grove Advisory Services

2017 - 2017 (< 1 year)

M&T Securities, Inc

1996 - 2017 (21 years)

M&T Securities, Inc

1994 - 2017 (23 years)

Principal Mutual Life Insurance Co

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Andrew Swartwout to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Silver Grove Advisory Services

John Mccauley
Orchard Park, NY
Jason Myers
Orchard Park, NY
Jason Weber
Orchard Park, NY
Ryan Seufert
Orchard Park, NY
Alexander Long
Orchard Park, NY
Mark Kirchmyer
Orchard Park, NY
Ryan Ficorilli
Orchard Park, NY
Richard Cerminara
Saranac Lake, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started