Annmarie
Woods

Guggenheim Investments

CRD#1503842
Investment Advisor
in New York, NY

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About this Advisor

Annmarie Woods is a financial advisor based in New York, New York, working with Guggenheim Investments. Annmarie has previously held positions at New York Life Investment Management LLC and Guggenheim Funds Distributors, LLC. Annmarie has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Illinois. Currently, Annmarie is part of Guggenheim Investments, which operates out of New York, New York. The firm has 6 offices and 40 employees. The firm manages assets totaling $11.3 billion and serves a variety of clients, including charitable organizations. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Guggenheim Investments includes asset-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

330 Madison Avenue 10Th Floor
New York, NY 10017

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Guggenheim Investments Brokerage Details

Total Assets Under Management

$11,255,391,581

NY Average: $7,464,549,021
Total Number of Employees

40

NY Average: 88
Total Number of Accounts

138

NY Average: 3,892
Average Account Size

$81,560,809

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Annmarie Woods Work History

2020 - Present (4 years)

Guggenheim Funds Distributors, LLC

2005 - 2020 (15 years)

New York Life Investament Management LLC

Disclosures

Please visit the SEC profile of Annmarie Woods to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Guggenheim Investments

Kurt Petricek
Pheonix, AZ
Adam Sall
New York, NY
William Costigan
New York, NY
Mark Skelton
Chicago, IL
Kevin Burke
Chicago, IL
Joseph Direnzo
New York, NY
Michael Hoare
New York, NY
Rachel Jowdy
Seal Beach, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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