Anthony
Fauci

First Allied Advisory Services, Inc

CRD#727667
Investment Advisor
in New York, NY
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About this Advisor

Anthony Fauci is an investment advisor based in New York, New York. Currently a registered financial advisor at First Allied Advisory Services, Inc, they have accumulated 12 years of professional experience as a financial advisor. Fauci maintains Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Fauci is registered to work with investors based out of New Jersey and Texas. Throughout their career, they have worked at First Montauk Securities Corp, First Allied Securities, Inc and First Allied Advisory Services, Inc. First Allied Advisory Services, Inc is based out of New York, New York, and has 549 other brick-and-mortar locations throughout the country. Overall, First Allied Advisory Services, Inc oversees $6 billion in assets across 27,866 client accounts and employs more than 651 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the nation. The firm manages 27,402 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 13% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. First Allied Advisory Services, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

521 5Th Avenue Suite 1721, 17Th Floor
New York, NY 10175

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First Allied Advisory Services, Inc Brokerage Details

Total Assets Under Management

$5,977,442,718

NY Average: $7,578,581,321
Total Number of Employees

609

NY Average: 43
Total Number of Accounts

30,127

NY Average: 3,727
Average Account Size

$198,408

NY Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Anthony Fauci Work History

Anthony has 12 years of experience.

2012 - Present (7 years)

First Allied Advisory Services, Inc

2008 - Present (11 years)

First Allied Securities, Inc

2006 - 2008 (2 years)

First Montauk Securities Corp

Disclosures

Anthony Fauci has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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