Arnold
Rosenbaum

Park Avenue Securities LLC

CRD#404299
Investment Advisor
in New York, NY
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About this Advisor

Arnold Rosenbaum is a certified financial planner and chartered financial consultant located in New York, New York. Currently a registered advisor with Park Avenue Securities LLC, they have gathered 18 years of professional experience in the financial advisory industry. Rosenbaum has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Rosenbaum is able to act as an advisor in New Jersey. Throughout their career, they have worked at Park Avenue Securities and Guardian Life Ins Co. Park Avenue Securities LLC is based out of New York, New York, and has 86 other locations in the United States. Overall, Park Avenue Securities LLC oversees $3 billion in assets throughout 18,575 client accounts and retains more than 1,708 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the United States. The firm manages 15,111 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 24% of the investment firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Park Avenue Securities LLC provides financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

122 East 42Nd Street Suite 2200
New York, NY 10168

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$4,022,487,394

NY Average: $7,464,549,021
Total Number of Employees

1,777

NY Average: 88
Total Number of Accounts

25,160

NY Average: 3,892
Average Account Size

$159,876

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Arnold Rosenbaum Work History

Arnold has 18 years of experience.

2000 - Present (19 years)

Park Avenue Securities

2000 - Present (19 years)

Guardian Life Ins Co

Disclosures

Arnold Rosenbaum has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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