Ashok
Patel

Transamerica Financial Advisors, Inc

CRD#4595409
Investment Advisor
in New York, NY
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About this Advisor

Ashok Patel is a financial advisor located in New York, New York. Currently an investment advisor at Transamerica Financial Advisors, Inc, they have gathered 17 years of experience as a financial advisor. Patel holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Patel can work with clients based out of Connecticut. Over the course of their career, Patel has held roles at Tulsi LLC, Signator Investors, Inc, Transamerica Financial Advisors, Inc, Amee LLC, World Financial Group, Inc and World Group Securities. Transamerica Financial Advisors, Inc is headquartered in New York, New York, and has 304 locations across the country. As a company, Transamerica Financial Advisors, Inc manages $973 million in assets dispersed across 22,673 client accounts and employs more than 1,274 people. The firm's total assets under management places it among the larger financial advisory firms in the nation. The firm manages 8,187 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 2% of the advisor firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Transamerica Financial Advisors, Inc offers portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

17 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

No

Office Location

116 West 23Rd Street Suite 500
New York, NY 10011

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

NY Average: $1,855,561,029
Total Number of Employees

1,271

NY Average: 62
Total Number of Accounts

45,703

NY Average: 2,474
Average Account Size

$22,222

NY Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Ashok Patel Work History

Ashok has 17 years of experience.

2012 - Present (7 years)

Transamerica Financial Advisors, Inc

2010 - Present (9 years)

World Financial Group, Inc

2005 - Present (14 years)

Tulsi LLC

2005 - Present (14 years)

Amee LLC

2010 - 2012 (2 years)

World Group Securities

2009 - 2010 (1 year)

Transamerica Financial Advisors, Inc

2001 - 2009 (8 years)

Signator Investors, Inc

Disclosures

Ashok Patel has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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