Brett
Norton

Mml Investors Services, LLC

CRD#6069059
Investment Advisor
in New York, NY

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About this Advisor

Brett Norton is a financial advisor operating in New York, New York, with a total of 2 years of relevant experience. Norton is an advisor for Mml Investors Services, LLC. During their career, Norton has held roles at White Plains Marble, Gettysburg, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Alexander Bierce, Adam Gilson, Lenox Advisors, Inc, Mass Mutual Life Insurance Company and Mml Investor Services, LLC. Norton maintains a Series 63 license, which qualifies them as a securities agent, and is registered to operate in New York and Texas. Mml Investors Services, LLC is an advisory company operating out of Springfield, MA. The investment advisory business has offices in 1,155 locations and a total of 7,379 employees. It has $59 billion in assets across its 326,297 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides financial advisory services to 447 charitable organizations. The business offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on which services are offered. However, fees billed by Mml Investors Services, LLC may include some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

90 Park Ave 17Th Fl
New York, NY 10016

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$58,787,051,166

NY Average: $16,012,751,954
Total Number of Employees

7,379

NY Average: 118
Total Number of Accounts

326,297

NY Average: 4,567
Average Account Size

$180,164

NY Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Brett Norton Work History

Brett has been registered as a financial advisor for 2 years.*

2016 - Present (8 years)

Mml Investor Services, LLC

2015 - Present (9 years)

Lenox Advisors, Inc

2015 - Present (9 years)

Mass Mutual Life Insurance Company

2014 - 2014 (< 1 year)

Northwestern Mutual Life Insurance Company

2014 - 2014 (< 1 year)

Northwestern Mutual Investment Services LLC

2014 - 2014 (< 1 year)

Alexander Bierce

2014 - 2014 (< 1 year)

Adam Gilson

2010 - 2014 (4 years)

White Plains Marble

2009 - 2013 (4 years)

Gettysburg

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brett Norton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mml Investors Services, LLC

Ricardo Reyes
Iselin, NJ
Brent Henig
Greenvale, NY
David Samuelsen
Springfield, MA
Christopher Thrower
Dallas, TX
Stephen Bishop
Bethlehem, PA
Michael Everritt
Tampa, FL
Robert Ahrendt
Seattle, WA
Brady Murray
Lehi, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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