Carlos
Ferreira
Deutsche Bank Securities Inc
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About this Advisor
Carlos Ferreira is a financial advisor who works in New York, New York with 3 years of industry experience. Ferreira works at Deutsche Bank Securities Inc. Their career trajectory has included roles at Ubs International Inc, Ubs Financial Services Inc, Deutsche Bank Trust Companies Americas and Deutsche Bank Securities, Inc. Ferreira has Series 63, Series 66 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Florida and New York. Deutsche Bank Securities Inc is a firm that has its headquarters in New York, NY. The firm has a total of 1,585 people on staff. It administers $21 million in assets among its 15 client accounts, making it one of the smaller investment advisory firms in the United States by assets under management. Of its 15 customer accounts, 47% are associated with high-net-worth clients who have greater than $1 million in assets. Deutsche Bank Securities Inc performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and security rating services. Fees charged by financial advisors depend on which services the firm provides the client. However, fee types charged by Deutsche Bank Securities Inc may include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Deutsche Bank Securities Inc Brokerage Details
$21,348,952
1,585
15
$1,423,263
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
Carlos Ferreira Work History
Carlos has been registered as a financial advisor for 3 years.*
Deutsche Bank Trust Companies Americas
Deutsche Bank Securities, Inc
Ubs Financial Services Inc
Ubs International Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Carlos Ferreira to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Deutsche Bank Securities Inc
Los Angeles, CA
New York, NY
Jacksonville, FL
New York, NY
Jacksonville, FL
New York, NY
New York, NY
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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