Caroline
Angell

Financial Engines Advisors L.L.C

CRD#6817949
Investment Advisor
in Uniondale, NY

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About this Advisor

Caroline Angell is a certified financial planner operating out of Uniondale, New York with 2 years of relevant experience. Angell works at Financial Engines Advisors L.L.C. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Capital One Bank N.A, Td Bank N.A, Financial Engines Advisors L.L.C, Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Angell maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in New York. Financial Engines Advisors L.L.C is a registered investment business operating out of Santa Clara, CA. The company has offices in 149 locations and a total of 1,514 people on staff. It administers $242 billion in total assets among its 1,594,707 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm provides services to 54 charities and foundations. Of its 1,594,707 accounts, just 2% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm offers a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors largely are based on which service is offered. Fee types billed by Financial Engines Advisors L.L.C can consist of some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Others

Office Location

1130 Rxr Plz Suite 1130
Uniondale, NY 11553

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Financial Engines Advisors L.L.C Brokerage Details

Total Assets Under Management

$241,970,176,743

NY Average: $7,578,581,321
Total Number of Employees

1,514

NY Average: 43
Total Number of Accounts

1,594,707

NY Average: 3,727
Average Account Size

$151,733

NY Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Caroline Angell Work History

Caroline has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Financial Engines Advisors L.L.C

2018 - 2020 (2 years)

Tiaa-Cref Individual & Institutional Services, LLC

2018 - 2020 (2 years)

Tiaa

2014 - 2018 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2018 (4 years)

Bank Of America, N.A

2013 - 2014 (1 year)

Capital One Bank N.A

2009 - 2013 (4 years)

Td Bank N.A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Caroline Angell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Financial Engines Advisors L.L.C

Clayton Ernst
Colorado Springs, CO
Robert Reynolds
Santa Clara, CA
Jillian Green
Alexandria, VA
Edmund Callahan
Farmington, CT
Joseph Bergen
Virginia Beach, VA
Nathan Bardin
Phoenix, AZ
Anthony Badillo
Fairfax, VA
William Mcelroy
Phoenix, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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