Catherine
Harris

About this Advisor

Catherine Harris is an investment advisor whose office is in Saratoga Springs, New York. Currently a registered advisor with Cetera Investment Advisers LLC, Harris has 10 years of professional experience as a registered advisor. Harris maintains Series 63 and Series 66 licenses, qualifying the advisor as a securities broker. Harris is able to act as a financial advisor in Florida, New Hampshire and Vermont. During their career, the advisor has held roles at Lorraine Holdings Inc Dba The Mine, Cetera Investment Advisers LLC, Cetera Financial Specialists LLC, Chs Wealth Management & Cpas, Becker Professional Education and Spaulding & Harris. Cetera Investment Advisers LLC is headquartered in Saratoga Springs, New York, and operates out of 1,614 brick-and-mortar locations across the country. As a registered investment advisory firm, Cetera Investment Advisers LLC oversees $16 billion in assets covering 78,591 client accounts and retains more than 2,358 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the nation. The firm manages 70,273 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 19% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Cetera Investment Advisers LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.