Citigroup Global Markets Inc

Investment Advisor
in New York, NY

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About this Advisor

Charles Cavanaugh is a financial advisor based in New York, New York with 6 years of relevant experience. Cavanaugh works at Citigroup Global Markets Inc. Their career trajectory has included roles at Ubs Financial Services, Massmutual Life Insurance Company, Mml Investors Services LLC, The Leaders Group Inc, Ldx Global, Harris-Hersh Financial Inc, Citigroup Global Markets, Allstate Distributors LLC and Allstate Life Insurance Co. Cavanaugh has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in New Jersey and New York. Citigroup Global Markets Inc is an advisory firm operating out of New York, NY. The company has offices in 733 locations and a total of 7,927 employees. It oversees $35 billion in total assets between its 53,776 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 140 charities and foundations. Of its 53,776 customer accounts, 32% belong to high-net-worth investors who have greater than $1 million in investable assets. The company has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and other services. Fees charged by financial advisors are based on which services the firm provides the client. However, fees charged by Citigroup Global Markets Inc can consist of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Citi Personal Wealth Management, Centralized Sales 388 Greenwich St., 22Nd Fl and 25Th Fl
New York, NY 10013

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Citigroup Global Markets Inc Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other

Charles Cavanaugh Work History

Charles has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Citigroup Global Markets

2017 - Present (7 years)

Allstate Distributors LLC

2017 - Present (7 years)

Allstate Life Insurance Co

2016 - 2017 (1 year)

The Leaders Group Inc

2016 - 2017 (1 year)

Ldx Global

2016 - 2017 (1 year)

Harris-Hersh Financial Inc

2015 - 2016 (1 year)

Massmutual Life Insurance Company

2015 - 2016 (1 year)

Mml Investors Services LLC

2013 - 2015 (2 years)

Ubs Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Charles Cavanaugh to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Citigroup Global Markets Inc

Douglas Drehwing
Bay Shore, NY
Larry Ngai
Alameda, CA
Kathryn Turner
Stamford, CT
Jeffrey Manning
Boston, MA
Charles Reinhard
New York, NY
Fernando Rodriguez
Boca Raton, FL
Charles Cavanaugh
New York, NY
Carlos Morlote
Miami, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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