Janney Montgomery Scott LLC

Investment Advisor
in New York, NY
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About this Advisor

Charles Princiotto is a certified financial planner who works in New York, New York, who has been in the advisory business for 10 years. Princiotto works at Janney Montgomery Scott LLC. Throughout their career, they have worked at Morgan Stanley Smith Barney, Merrill Lynch, Pierce, Fenner And Smith Inc, Mercedes Benz Manhattan, Cavallini Middle School, Park Ave Sports And Entertainment, Desales University, Bank Of America, N.A and Janney Montgomery Scott LLC. Princiotto holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in Connecticut and Texas. Janney Montgomery Scott LLC is a registered investment company based out of New York, New York. It has offices in 104 locations and a total of 1,884 people on staff. It administers $35 billion in assets across its 118,446 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 743 charitable organizations. Of its 118,446 accounts, 23% are held by high-net-worth clients who have more than $1 million in investable assets. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management vary depending on which services the firm provides the client. However, fee types charged by Janney Montgomery Scott LLC may include some combination of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others



Office Location

1166 Avenue Of The Americas 21St Floor
New York, NY 10036

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management


NY Average: $15,833,994,310
Total Number of Employees


NY Average: 41
Total Number of Accounts


NY Average: 3,342
Average Account Size


NY Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Charles Princiotto Work History

Charles has 10 years of experience.

2017 - Present (2 years)

Janney Montgomery Scott LLC

2012 - 2017 (5 years)

Bank Of America, N.A

2011 - 2017 (6 years)

Merrill Lynch, Pierce, Fenner And Smith Inc

2010 - 2011 (1 year)

Mercedes Benz Manhattan

2010 - 2010 (< 1 year)

Cavallini Middle School

2010 - 2011 (1 year)

Park Ave Sports And Entertainment

2009 - 2009 (< 1 year)

Morgan Stanley Smith Barney

2009 - 2010 (1 year)

Desales University

2008 - 2009 (1 year)

Desales University


Charles Princiotto has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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