Christopher
Sosa

Financial Engines Advisors L.L.C

CRD#5130180
Investment Advisor
in New York, NY
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About this Advisor

Christopher Sosa is a certified financial planner operating out of New York, New York, who has been in the industry for 12 years. Sosa is an employee of Financial Engines Advisors L.L.C. Their career trajectory has included roles at Family Management Securities, LLC, Sterling Stamos, Valic Financial Advisors, Edelman Financial Services, LLC and Ef Legacy Securities, LLC. Sosa maintains Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in New Jersey. Financial Engines Advisors L.L.C is a financial advisory business that has its headquarters in New York, New York. The firm has offices in 142 locations and a total of 1,375 financial advisors. It oversees $206 billion in assets among its 1,409,250 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm advises 49 charities and foundations. Of its 1,409,250 customer accounts, just 1% are associated with high-net-worth individuals who have at least $1 million in assets. The advisory firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. A financial advisor's fees depend on which services the firm provides the client. However, fees charged by Financial Engines Advisors L.L.C likely are comprised of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65, Series 63, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Others

Disclosures

No

Office Location

340 Madison Avenue 22Nd Floor
New York, NY 10173

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Financial Engines Advisors L.L.C Brokerage Details

Total Assets Under Management

$181,300,000,000

NY Average: $7,578,581,321
Total Number of Employees

1,426

NY Average: 43
Total Number of Accounts

1,405,644

NY Average: 3,727
Average Account Size

$128,980

NY Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Christopher Sosa Work History

Christopher has 12 years of experience.

2016 - Present (3 years)

Edelman Financial Services, LLC

2016 - Present (3 years)

Ef Legacy Securities, LLC

2013 - 2016 (3 years)

Valic Financial Advisors

2010 - 2013 (3 years)

Sterling Stamos

2006 - 2010 (4 years)

Family Management Securities, LLC

Disclosures

Christopher Sosa has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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