Dana
Lambert

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2598683
Investment Advisor
in New York, NY
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About this Advisor

Dana Lambert is an investment advisor in New York, New York. Currently a registered financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, Lambert has 11 years of work experience in the financial advisory industry. Lambert has Series 66 and Series 63 licenses, which qualify the advisor as a securities representative. Lambert can operate in Connecticut. Over the course of their career, Lambert has held roles at Avondale Partners, LLC, Royce & Associate, Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, Alpha Theory, LLC and Independent Consultant. Merrill Lynch, Pierce, Fenner & Smith Inc is based out of New York, New York, and operates out of 2,958 offices in the United States. In total, Merrill Lynch, Pierce, Fenner & Smith Inc manages $820 billion in assets throughout 2,272,151 client accounts and retains more than 40,146 people. The amount of assets the firm manages places it among the largest firms in the nation. The firm manages 755,507 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 3% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Series 63, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

200 Park Ave
New York, NY 10166

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

NY Average: $7,464,549,021
Total Number of Employees

41,217

NY Average: 88
Total Number of Accounts

2,472,247

NY Average: 3,892
Average Account Size

$322,494

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Dana Lambert Work History

Dana has 11 years of experience.

2018 - Present (1 years)

Bank Of America, N.A

2017 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2017 - 2017 (0 years)

Independent Consultant

2015 - 2016 (1 years)

Alpha Theory, LLC

2013 - 2014 (1 years)

Avondale Partners, LLC

2007 - 2013 (6 years)

Royce & Associate

Disclosures

Dana Lambert has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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