David
Allen
Cadaret, Grant & Co., Inc
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About this Advisor
David Allen is a financial advisor based out of Syracuse, New York with 1 year of industry experience. Allen is an employee of Cadaret, Grant & Co., Inc. During their career, the advisor has held roles at Lpl Financial LLC, Stratos Wealth Partners, LTD, Cadaret, Grant & Co., Inc, Self-Employed/ Consulting, Ids Life Insurance Company, American Express Financial Advisors Inc, Cadaret Grant & Co., Inc and Advisory Group Equity Services, LTD. Allen has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in Rhode Island. Cadaret, Grant & Co., Inc is a firm that has its headquarters in Syracuse, NY. The firm has offices in 300 locations and a total of 726 financial advisors. It manages $6 billion in assets under management between its 23,861 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides services to 61 charities and foundations. Of its 23,861 customer accounts, just 4% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice usually vary depending on which services are provided. Fees billed by Cadaret, Grant & Co., Inc most likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cadaret, Grant & Co., Inc Brokerage Details
$5,842,605,463
726
23,861
$244,860
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
David Allen Work History
David has been registered as a financial advisor for 1 years.*
Cadaret, Grant & Co., Inc
Cadaret, Grant & Co., Inc
Self-Employed/ Consulting
Advisory Group Equity Services, LTD
Cadaret Grant & Co., Inc
Cadaret Grant & Co., Inc
Lpl Financial LLC
Stratos Wealth Partners, LTD
Ids Life Insurance Company
American Express Financial Advisors Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Allen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cadaret Grant & Co Inc
Franklin, MI
Cleveland, OH
Syracuse, NY
Utica, NY
Cleveland, OH
Edinboro, PA
Saratoga Springs, NY
Syracuse, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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