Lpl Financial LLC
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About this Advisor
David Brown is a financial advisor based out of Plattsburgh, New York with a total of 1 year of industry experience. Brown is an employee of Lpl Financial LLC. Their career trajectory has included roles at Equity Services, Inc, National Life Group, Ups, Inc, Best Buy, Inc, Edward Jones, Td Ameritrade, Cuna Mutual Group, Cuna Brokerage Services, Inc and Lpl Financial LLC. Brown maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in New York. Lpl Financial LLC is a firm that has its headquarters in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 people on staff. It oversees $368 billion in total assets across its 1,688,501 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% belong to high-net-worth individuals who have at least $1 million in assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees largely depend on which services are offered. However, fee types charged by Lpl Financial LLC likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
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Lpl Financial LLC Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
David Brown Work History
David has been registered as a financial advisor for 1 years.*
Lpl Financial LLC
Cuna Mutual Group
Cuna Brokerage Services, Inc
Equity Services, Inc
National Life Group
Best Buy, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of David Brown to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
The Villages, FL
Corpus Christi, TX
Sea Girt, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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