Dean
Brockway
Hnp Capital LLC
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About this Advisor
Dean Brockway is a financial advisor operating out of Rochester, New York with 2 years of relevant experience. Brockway is on the advisory team at Hnp Capital LLC. Over the course of their career, they have held roles at Five Star Investment Services, Inc, Five Star Bank, Lpl Financial LLC and Hnp Capital LLC. Brockway maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and is able to operate in New York. Hnp Capital LLC is a business based in Rochester, NY. The company has a total of 14 advisors. It has $768 million in total assets between its 3,011 client accounts, making it one of the larger firms in the United States by assets under management. The firm advises six charities and foundations. Of its 3,011 client accounts, just 8% are held by high-net-worth clients who have at least $1 million in investable assets. The company performs a few services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees for financial management typically are based on which services the firm provides the client. Fees charged by Hnp Capital LLC likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hnp Capital LLC Brokerage Details
$768,226,652
14
3,011
$255,140
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Dean Brockway Work History
Dean has been registered as a financial advisor for 2 years.*
Hnp Capital LLC
Lpl Financial LLC
Five Star Bank
Five Star Investment Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Dean Brockway to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hnp Capital LLC
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Pittsburgh, PA
Rochester, NY
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