Lpl Financial LLC
About this Advisor
Diana Sparks Mickey is a financial advisor who works in Lockport, New York, who has been in the advisory business for 12 years. Sparks Mickey works at Lpl Financial LLC. During their career, Sparks Mickey has held roles at Lpl Financial, LLC, First Niagara Bank and Northwest Bank. Sparks Mickey holds Series 63 and Series 66 licenses, certifying them as a securities broker, and can work in New York and Pennsylvania. Lpl Financial LLC is a financial advisory firm headquartered in Lockport, New York. It has offices in 9,898 locations and a total of 28,744 advisors. It has $404 billion in assets under management across its 1,517,995 accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 3,162 charities and foundations. Of its 1,517,995 client accounts, 31% are held by high-net-worth clients who have at least $1 million in investable assets. Lpl Financial LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management depend on which services are provided. Fees charged by Lpl Financial LLC most likely include any blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Diana Sparks Mickey Work History
Diana has 12 years of experience.
Lpl Financial, LLC
First Niagara Bank
Diana Sparks Mickey has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Lpl Financial LLC
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Saint Louis, MO
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The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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