Dominic
Tobacco

First Allied Advisory Services, Inc

CRD#2084089
Investment Advisor
in New York, NY
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About this Advisor

Dominic Tobacco is an investment advisor who lives in New York, New York. Currently an investment advisor with First Allied Advisory Services, Inc, Tobacco has 12 years of experience in the financial advisory industry. Tobacco maintains a Series 63 license, certifying the advisor as a securities agent. Tobacco is registered to operate based out of New Jersey. Throughout their career, they have worked at First Montauk Securities Corp, First Allied Securities, Inc and First Allied Advisory Services, Inc. First Allied Advisory Services, Inc is headquartered in New York, New York, and has 549 other brick-and-mortar locations in the United States. Overall, First Allied Advisory Services, Inc manages $6 billion in assets throughout 27,866 accounts and employs more than 651 people. The firm's total assets under management places it among the largest investment advisory firms in the nation. The firm manages 27,402 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 13% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. First Allied Advisory Services, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

1230 Avenue Of The Americas Suite 732
New York, NY 10020

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First Allied Advisory Services, Inc Brokerage Details

Total Assets Under Management

$5,977,442,718

NY Average: $7,578,581,321
Total Number of Employees

609

NY Average: 43
Total Number of Accounts

30,127

NY Average: 3,727
Average Account Size

$198,408

NY Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Dominic Tobacco Work History

Dominic has 12 years of experience.

2012 - Present (7 years)

First Allied Advisory Services, Inc

2008 - Present (11 years)

First Allied Securities, Inc

2006 - 2008 (2 years)

First Montauk Securities Corp

Disclosures

Dominic Tobacco has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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