Pruco Securities, LLC
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About this Advisor
Earl Phillips is a financial advisor based out of Auburn, New York with a total of 2 years of industry experience. Phillips works at Pruco Securities, LLC. Throughout their career, Phillips has worked at Prudential Insurance Company Of America and Pruco Securities, LLC. Phillips holds a Series 63 license, qualifying them as a securities representative, and is able to operate in New York. Pruco Securities, LLC is a registered investment company that has its headquarters in Newark, NJ. The investment advisory business has offices in 42 locations and a total of 2,500 people on staff. It handles $14 billion in assets under management among its 106,737 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. Of its 106,737 accounts, just 1% belong to high-net-worth clients who have greater than $1 million in assets available to invest. Pruco Securities, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which services are offered. Fee types charged by Pruco Securities, LLC most likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
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Pruco Securities, LLC Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Earl Phillips Work History
Earl has been registered as a financial advisor for 2 years.*
Prudential Insurance Company Of America
Pruco Securities, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Earl Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Prudential Financial Planning Services
San Jose, CA
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