Edward
Wardle

Royal Alliance Associates, Inc

CRD#2251237
Investment Advisor
in Jericho, NY

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About this Advisor

Edward Wardle is a financial advisor operating in Jericho, New York who has 6 years of industry experience. Wardle is an employee of Royal Alliance Associates, Inc. During their career, Wardle has held roles at Janney Montgomery Scott LLC and Royal Alliance Associates. Wardle maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Massachusetts and New York. Royal Alliance Associates, Inc is a registered investment firm operating out of Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 people on staff. It controls $30 billion in assets among its 149,233 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to 191 charitable organizations. Of its 149,233 client accounts, just 11% belong to high-net-worth individuals who have more than $1 million in investable assets. Royal Alliance Associates, Inc has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on the type of services offered. Fee types charged by Royal Alliance Associates, Inc can consist of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

380 N. Broadway Suite 206
Jericho, NY 11753

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

NY Average: $10,121,009,343
Total Number of Employees

3,704

NY Average: 92
Total Number of Accounts

149,233

NY Average: 6,978
Average Account Size

$197,920

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Edward Wardle Work History

Edward has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Royal Alliance Associates

2007 - 2016 (9 years)

Janney Montgomery Scott LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Edward Wardle to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Elijah Murray
Plano, TX
Stephen Carter
Grandville, MI
David Whitfield
Mishawaka, IN
Austen Harvey
Jersey City, NJ
Noah Buehner
Fort Wayne, IN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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