Elyanna
Rivas

Ubs Financial Services Inc

CRD#6340218
Investment Advisor
in New York, NY

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About this Advisor

Elyanna Rivas is a financial advisor based out of New York, New York who has 2 years of relevant experience. Rivas is currently employed by Ubs Financial Services Inc. The advisor has gained experience at Ubs Financial Services, Frank Recruitment Group, Nyack College Health Services Department, Univision Communications Inc, Northwestern Mutual, Huntsman Corporation, Hollister And Co and Nyack College. Rivas maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to operate in New York. Ubs Financial Services Inc is a registered investment company operating out of Weehawken, NJ. It has offices in 369 locations and a total of 13,059 advisors. It controls $601 billion in total assets among its 1,077,471 accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 8,062 charities and foundations. Of its 1,077,471 accounts, 65% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The firm performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fee schedules typically vary depending on the services. However, fees charged by Ubs Financial Services Inc can include some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

1285 Avenue Of The Americas 38Th Floor
New York, NY 10019

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

NY Average: $10,121,009,343
Total Number of Employees

13,059

NY Average: 92
Total Number of Accounts

1,077,471

NY Average: 6,978
Average Account Size

$557,610

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Elyanna Rivas Work History

Elyanna has been registered as a financial advisor for 2 years.*

2017 - Present (7 years)

Ubs Financial Services

2016 - 2016 (< 1 year)

Frank Recruitment Group

2015 - 2015 (< 1 year)

Univision Communications Inc

2014 - 2014 (< 1 year)

Northwestern Mutual

2013 - 2016 (3 years)

Nyack College Health Services Department

2013 - 2013 (< 1 year)

Huntsman Corporation

2013 - 2013 (< 1 year)

Hollister And Co

2012 - 2016 (4 years)

Nyack College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Elyanna Rivas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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