Fan
Chen
Maxim Financial Advisors LLC
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About this Advisor
Fan Chen is a financial advisor working out of New York, New York, with a total of 2 years of relevant experience. Chen is currently employed by Maxim Financial Advisors LLC. During their career, the advisor has held roles at Olympus Securities, Legend Securities, Inc, Westpark Capital Inc, China Ginseng Holdings, Inc, Bio Pharmaceuticals, Inc, Four Points Capital Partners LLC, Murdock Capital Partners Corp and Halcyon Cabot Partners, LTD. Chen has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in New York. Maxim Financial Advisors LLC is a firm operating out of New York, NY. It has a total of 43 people on staff. It administers $354 million in total assets among its 768 customer accounts, making it one of the larger firms in the United States by assets under management. Of its 768 client accounts, 49% are held by high-net-worth individuals who have at least $1 million in investable assets. Maxim Financial Advisors LLC offers a few services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advice typically vary depending on the type of financial services offered. Fee types charged by Maxim Financial Advisors LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Maxim Financial Advisors LLC Brokerage Details
$354,256,888
43
768
$461,272
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Fan Chen Work History
Fan has been registered as a financial advisor for 2 years.*
Bio Pharmaceuticals, Inc
Four Points Capital Partners LLC
Murdock Capital Partners Corp
Legend Securities, Inc
Westpark Capital Inc
Olympus Securities
Halcyon Cabot Partners, LTD
China Ginseng Holdings,Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Fan Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Maxim Financial Advisors LLC
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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