Lpl Financial LLC
About this Advisor
Frank Riolo is a certified financial planner based out of New City, New York, who has been in the industry for 10 years. Riolo is an employee of Lpl Financial LLC. Throughout their career, they have worked at Conversation, LLC, Ameriprise Financial Services, Inc and Lpl Financial LLC. Riolo maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to work in New York and Texas. Lpl Financial LLC is a registered investment firm operating in New City, New York. The firm has offices in 9,898 locations and a total of 28,744 employees. It controls $404 billion in assets under management between its 1,517,995 accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm advises 3,162 charitable organizations. Of its 1,517,995 client accounts, 31% belong to high-net-worth clients who have greater than $1 million in investable assets. Lpl Financial LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees largely vary depending on the type of financial services. Fees charged by Lpl Financial LLC likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Frank Riolo Work History
Frank has 10 years of experience.
Lpl Financial LLC
Ameriprise Financial Services, Inc
Frank Riolo has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Red Bank, NJ
San Francisco, CA
New York, NY
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.