Graham
Hawes

Captrust

CRD#6660766
Investment Advisor
in Raleigh, NC

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About this Advisor

Graham Hawes is a financial advisor based in Raleigh, North Carolina, working with Captrust. Graham has previously held positions at Oppenheimer & Co. Inc, Ihs Markit (Merged With S&P Global On 02/2022), Financial Symmetry, Credit Suisse, Situsamc, Country Club Of North Carolina, Sandhills Community College, North Carolina State University, Capfinancial Partners LLC (Captrust), and Capfinancial Securities LLC. Graham has passed the Series 63 regulatory exam and is registered to provide services in North Carolina. Currently, Graham is part of Captrust, which operates out of Raleigh, North Carolina. The firm has 69 offices and 1,554 employees. The firm manages assets totaling $852.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. The fee structure at Captrust includes asset-based, hourly, fixed, and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

4208 Six Forks Rd Suite 1700
Raleigh, NC 27609

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Captrust Brokerage Details

Total Assets Under Management

$852,173,054,617

NC Average: $3,625,019,099
Total Number of Employees

1,554

NC Average: 22
Total Number of Accounts

100,603

NC Average: 1,917
Average Account Size

$8,470,653

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Graham Hawes Work History

2023 - Present (2 years)

Capfinancial Partners LLC (Captrust)

2023 - Present (2 years)

Capfinancial Securities LLC

2022 - 2023 (1 year)

Oppenheimer & Co. Inc

2018 - 2022 (4 years)

Ihs Markit (Merged With S&P Global On 02/2022)

2016 - 2018 (2 years)

Financial Symmetry

2016 - 2016 (< 1 year)

Credit Suisse

2015 - 2015 (< 1 year)

Situsamc

2015 - 2017 (2 years)

North Carolina State University

2013 - 2015 (2 years)

Sandhills Community College

2011 - 2015 (4 years)

Country Club Of North Carolina

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Disclosures

Please visit the SEC profile of Graham Hawes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Captrust

Ryan Lee
Dayton, OH
Jeffrey Freiser
Tampa, FL
Beth Cornell
Lone Tree, CO
Nicholas Decenso
Raleigh, NC
Jessica Mayo
San Antonio, TX
James Cumalander
Wenatchee, WA
Catherine Bragg
Birmingham, AL
David Stix
Houston, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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