Han
Gu
Kingswood Wealth Advisors, LLC
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About this Advisor
Han Gu is a certified financial planner based out of San Diego, California with 1 year of relevant experience. Gu is an employee of Kingswood Wealth Advisors, LLC. Gu has gained experience at Crestwood Capital Management LLC, Nylife Securities LLC, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, New York Life Insurance Co, Cetera Financial Specialists, Cetera Investment Advisers LLC, Madison Fund Services LTD, Kingswood Capital Partners, LLC and Kingswood Wealth Management, LLC. Gu holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California, Connecticut, Michigan, New Jersey and New York. Kingswood Wealth Advisors, LLC is a financial advisory business operating out of San Diego, CA. The company has offices in seven locations and a total of 82 people on staff. It oversees $969 million in assets under management across its 2,720 accounts, placing it among the larger firms in the country by assets under management. Of its 2,720 client accounts, just 13% are associated with high-net-worth individuals who have greater than $1 million in assets. Kingswood Wealth Advisors, LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees largely depend on the type of financial services provided. However, fees billed by Kingswood Wealth Advisors, LLC likely are comprised of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Kingswood Wealth Advisors, LLC Brokerage Details
$969,372,131
82
2,720
$356,387
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Han Gu Work History
Han has been registered as a financial advisor for 1 years.*
Kingswood Capital Partners, LLC
Kingswood Wealth Management, LLC
Madison Fund Services LTD
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
Cetera Financial Specialists
Cetera Investment Advisers LLC
Nylife Securities LLC
New York Life Insurance Co
Crestwood Capital Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Han Gu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Kingswood Wealth Advisors, LLC
Miami, FL
San Diego, CA
San Diego, CA
Miami, FL
Denver, CO
Sugar Hill, NH
Freeport, IL
Severna Park, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
