Park Avenue Securities LLC

Investment Advisor
in New York, NY
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About this Advisor

Hector Rivera is a certified financial planner who is based in New York, New York. Currently a registered advisor at Park Avenue Securities LLC, Rivera has 18 years of professional experience. Rivera holds a Series 63 license, which qualifies the advisor as a securities agent. Rivera is able to work with clients in California, Virginia, Connecticut, Delaware, Florida, Hawaii, Maryland, Massachusetts, Missouri, New Jersey, North Carolina, Pennsylvania and Texas. Their career trajectory has included roles at Pruco Securities LLC, Student, Hsbc Bank, Prudential Insurance Company Of America, Citigroup Global Markets, Guardian Life Insurance Company Of America and Park Avenue Securities. Park Avenue Securities LLC is headquartered in New York, New York, and operates out of 86 brick-and-mortar locations in the United States. In aggregate, Park Avenue Securities LLC manages $3 billion in assets across 18,575 accounts and employs more than 1,708 people. The amount of assets the firm manages makes it one of the biggest investment advisory firms in the country. The firm manages 15,111 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 24% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Park Avenue Securities LLC provides financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

122 East 42Nd Street Suite 2200
New York, NY 10168

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Hector Rivera Work History

Hector has 18 years of experience.

2015 - Present (4 years)

Guardian Life Insurance Company Of America

2015 - Present (4 years)

Park Avenue Securities

2012 - 2015 (3 years)

Citigroup Global Markets

2010 - 2010 (< 1 year)

Pruco Securities LLC

2010 - 2010 (< 1 year)

Prudential Insurance Company Of America

2005 - 2012 (7 years)

Hsbc Bank

2000 - 2010 (10 years)



Hector Rivera has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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