Ubs Financial Services Inc

Investment Advisor
in Rochester, NY

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About this Advisor

Ian Deluke is an advisor who is based out of Rochester, New York. Currently an investment advisor with Ubs Financial Services Inc, they have accumulated nine years of experience as an investment advisor. Deluke has a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Deluke is registered to work with clients in Connecticut and Texas. During their career, Deluke has held roles at Merrill Lynch, Pierce, Fenner & Smith, Inc, Bank Of America, Na and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Rochester, New York, and has 369 offices throughout the United States. As a company, Ubs Financial Services Inc oversees $496 billion in assets covering 957,738 client accounts and employs more than 13,335 people. The amount of assets the firm manages places it among the largest firms in the United States. The firm manages 500,077 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 56% of the advisor firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

400 Linden Oaks
Rochester, NY 14625

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


NY Average: $10,121,009,343
Total Number of Employees


NY Average: 92
Total Number of Accounts


NY Average: 6,978
Average Account Size


NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Ian Deluke Work History

Ian has 10 years of experience.

2012 - Present (8 years)

Ubs Financial Services Inc

2010 - 2010 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith, Inc

2010 - 2012 (2 years)

Bank Of America, Na


Ian Deluke has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Nicole Hiller
Wayzata, MN
Mark Thompson
Los Angeles, CA
Christopher Albanese
Weehawken, NJ
Patrick Harrington
Weehawken, NJ
Anita Humphrey
Clearwater, FL
Richard Henningsen
Anchorage, AK
Kimberly Sampson
Fort Lauderdale, FL
Magda Malinowski
Chicago, IL

This content was compiled from the SEC and FINRA.

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