James
Brennan
Aegis Capital Corp
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About this Advisor
James Brennan is a financial advisor operating in Syracuse, New York with a total of 2 years of industry experience. Brennan is an advisor for Aegis Capital Corp. Brennan has gained experience at Princor Financial Services Corp and Aegis Capital Corp. Brennan has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in New York. Aegis Capital Corp is a registered investment business that has its headquarters in New York, NY. It has offices in 19 locations and a total of 297 financial advisors. It handles $1 billion in assets under management between its 2,166 customer accounts, placing it among the larger investment advisory firms in the country by assets under management. Of its 2,166 client accounts, 16% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The company provides a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees charged by financial advisors are based on which service is provided. Fee types billed by Aegis Capital Corp can include any blend of asset-based and hourly fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Aegis Capital Corp Brokerage Details
$1,033,140,094
297
2,166
$476,981
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
James Brennan Work History
James has been registered as a financial advisor for 2 years.*
Aegis Capital Corp
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Brennan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Aegis Capital Corp
New York, NY
Melville, NY
New York, NY
Melville, NY
Portland, OR
New York, NY
New York, NY
Portland, OR
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