James
Dunn
Northwestern Mutual Investment Services, LLC
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About this Advisor
James Dunn is a certified financial planner and chartered financial consultant working in Poughkeepsie, New York, with a total of 2 years of relevant experience. Dunn is currently employed by Northwestern Mutual Investment Services, LLC. Throughout their career, Dunn has worked at Wells Fargo Advisors, Income Generating Insights Inc, Fidelity Brokerage Services LLC, The Phyancial Md LLC, Prudential Annuities Inc, Intuit Inc, Joseph Small, Northwestern Mutual Investment Services LLC and Northwestern Mutual Wealth Management Company. Dunn holds Series 66 and Series 63 licenses, designating them as a securities representative, and is able to serve investors in New Jersey. Northwestern Mutual Investment Services, LLC is a registered investment company headquartered in Milwaukee, WI. The company provides other services. Fees charged by financial advisors usually are based on the financial services offered. However, fees charged by Northwestern Mutual Investment Services, LLC can consist of fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Northwestern Mutual Investment Services, LLC Brokerage Details
2,125
Investment Advisory Services
- Other
James Dunn Work History
James has been registered as a financial advisor for 2 years.*
Northwestern Mutual Wealth Management Company
Joseph Small
Northwestern Mutual Investment Services LLC
Income Generating Insights Inc
Intuit Inc
Wells Fargo Advisors
Fidelity Brokerage Services LLC
The Phyancial Md LLC
Prudential Annuities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Dunn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Northwestern Mutual Investment Services,LLC
Norwalk, CT
San Antonio, TX
Jackson, WY
West Hartford, CT
Mishawaka, IN
Vernon Hills, IL
Nashville, TN
Manhattan Beach, CA
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
