James
Farren
Steward Partners Investment Advisory, LLC
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About this Advisor
James Farren is a financial advisor who works out of New York, New York with 1 year of relevant experience. Farren is an employee of Steward Partners Investment Advisory, LLC. Farren has gained experience at Cohasset Middle/High School, Cohasset Swim Center, Skidmore College, Steward Partners, Raymond James Financial Services Inc, Steward Partners Investment Advisory, LLC and Steward Partners Investment Solutions, LLC. Farren has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Texas. Steward Partners Investment Advisory, LLC is a firm that has its headquarters in New York, NY. It has offices in 45 locations and a total of 363 advisors. It has $12 billion in assets between its 27,637 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 45 charities and foundations. Of its 27,637 client accounts, 55% are held by high-net-worth clients who have at least $1 million in investable assets. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules typically depend on which services the firm provides the client. However, fees billed by Steward Partners Investment Advisory, LLC can consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Steward Partners Investment Advisory, LLC Brokerage Details
$12,168,947,752
363
27,637
$440,314
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
James Farren Work History
James has been registered as a financial advisor for 1 years.*
Steward Partners Investment Advisory, LLC
Steward Partners Investment Solutions, LLC
Steward Partners
Raymond James Financial Services Inc
Steward Partners
Skidmore College
Cohasset Swim Center
Skidmore College
Cohasset Swim Center
Skidmore College
Cohasset Swim Center
Skidmore College
Cohasset Swim Center
Cohasset Middle/High School
Cohasset Swim Center
Cohasset Middle/High School
Cohasset Middle/High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Farren to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Steward Partners Investment Advisory, LLC
New York, NY
New York, NY
Boston, MA
Albany, NY
Portland, ME
New York, NY
New York, NY
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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