James
Fay

Mml Investors Services, LLC

CRD#1912317
Investment Advisor
in Brooklyn, NY

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About this Advisor

James Fay is a chartered financial consultant who works in Brooklyn, New York, who has 10 years of professional experience. Fay works at Mml Investors Services, LLC. During their career, Fay has held roles at Massmutual Life Insurance Company and Mml Investors Services Inc. Fay maintains a Series 63 license, which qualifies them as a securities agent, and is approved to work in Texas. Mml Investors Services, LLC is an advisory business based out of Brooklyn, New York. The investment advisory business has offices in 1,335 locations and a total of 7,471 advisors. It manages $40 billion in total assets among its 206,878 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advisory services to 254 charitable organizations. The business has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules usually depend on the type of financial services. Fee types charged by Mml Investors Services, LLC most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

9920 4Th Avenue Suite 310
Brooklyn, NY 11209

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

NY Average: $16,012,751,954
Total Number of Employees

7,471

NY Average: 118
Total Number of Accounts

206,878

NY Average: 4,567
Average Account Size

$191,239

NY Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Fay Work History

James has 10 years of experience.

2010 - Present (11 years)

Massmutual Life Insurance Company

2010 - Present (11 years)

Mml Investors Services Inc

Disclosures

James Fay has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Brett Laferrera
Tuscaloosa, AL
Ronald Mead
Kingston, PA
William Heaney
New Bedford, MA
Andrew Riley
State College, PA
Matthew Adamczyk
Dallas, TX
Dennis Hou
Brea, CA
Steven Harp
Denver, CO
Thomas Morgan
Newport Beach, CA

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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