James
Lee

Level Four Advisory Services

CRD#5306990
Investment Advisor
in Great Neck, NY

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About this Advisor

James Lee is a financial advisor operating in Great Neck, New York, with a total of 1 year of industry experience. Lee currently works for Level Four Advisory Services. Over the course of their career, Lee has held roles at Mid-Atlantic Securities, Inc, Queens College, Level Four Financial, LLC and Level Four Advisory Services, LLC. Lee maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in New York. Level Four Advisory Services is an advisory firm based out of Dallas, TX. It has offices in 70 locations and a total of 135 employees. It handles $4 billion in total assets among its 10,918 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides services to 22 charities and foundations. Of its 10,918 accounts, just 9% belong to high-net-worth investors who have greater than $1 million in investable assets. The firm has a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees vary depending on which services the firm provides the client. Fee types charged by Level Four Advisory Services can be comprised of some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

98 Cutter Mill Road Suite 273 South
Great Neck, NY 11021

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Level Four Advisory Services Brokerage Details

Total Assets Under Management

$3,723,158,922

NY Average: $3,042,739,679
Total Number of Employees

135

NY Average: 49
Total Number of Accounts

10,918

NY Average: 2,315
Average Account Size

$341,011

NY Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Lee Work History

James has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Level Four Financial, LLC

2022 - Present (2 years)

Level Four Advisory Services, LLC

2006 - Present (18 years)

Queens College

2004 - 2022 (18 years)

Mid-Atlantic Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Level Four Advisory Services

Michael Hickey
Grayslake, IL
Christopher Facka
Atlanta, GA
Michael Doll
Dallas, TX
Karen Lessard
Dallas, TX
Scott Proctor
Stuart, FL
Colleen Narens
Texarkana, AR
Kimberly Miller
Dallas, TX
Paul Sterzinger
Clearwater, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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