James
Piangozza
Goldman Sachs Personal Financial Management
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About this Advisor
James Piangozza is a certified financial planner and chartered financial analyst working in Bethpage, New York with a total of 4 years of relevant experience. Piangozza is an advisor for Goldman Sachs Personal Financial Management. Over the course of their career, they have held roles at United Capital Financial Advisers, LLC, Goldman Sachs and Total Financial Advisors, LLC. Piangozza has Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Connecticut, New York and Texas. Goldman Sachs Personal Financial Management is a registered investment business operating out of Newport Beach, CA. The company has offices in 87 locations and a total of 727 financial advisors. It handles $13 billion in assets across its 82,991 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 153 charitable organizations. Of its 82,991 client accounts, 17% belong to high-net-worth investors who have greater than $1 million in investable assets. The company has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. A financial advisor's fee schedules largely are based on the services. However, fees charged by Goldman Sachs Personal Financial Management likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Goldman Sachs Personal Financial Management Brokerage Details
$13,178,742,322
727
82,991
$158,797
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
James Piangozza Work History
James has been registered as a financial advisor for 4 years.*
Goldman Sachs
United Capital Financial Advisers, LLC
Total Financial Advisors, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Piangozza to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
