Jason
Berghold

Cetera Investment Advisers LLC

CRD#5651677
Investment Advisor
in Buffalo, NY

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Jason Berghold is a financial advisor operating out of Buffalo, New York with a total of 2 years of relevant experience. Berghold works at Cetera Investment Advisers LLC. During their career, the advisor has held roles at Keybank, Key Investment Services LLC, Evans Bank, Foresters Financial Services Inc, Foresters Financial Services, Inc, Cetera Investment Services LLC, Cetera Investment Advisers LLC, Cetera Adviser Networks LLC, Cetera Advisers LLC and Cetera Financial Specialists LLC. Berghold maintains a Series 63 license, certifying them as a securities representative, and is able to serve investors in New York. Cetera Investment Advisers LLC is a registered investment company that has its headquarters in Schaumburg, IL. The investment advisory business has offices in 1,614 locations and a total of 3,094 advisors. It handles $33 billion in total assets between its 176,986 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 431 charities and foundations. Of its 176,986 customer accounts, 23% are associated with high-net-worth investors who have more than $1 million in assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice largely vary depending on the type of financial services offered. However, fee types charged by Cetera Investment Advisers LLC most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

300 Airborne Parkway Suite 216
Buffalo, NY 14225

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

NY Average: $6,674,516,078
Total Number of Employees

3,094

NY Average: 44
Total Number of Accounts

176,986

NY Average: 2,564
Average Account Size

$188,469

NY Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jason Berghold Work History

Jason has been registered as a financial advisor for 2 years.*

2019 - Present (5 years)

Cetera Investment Services LLC

2019 - Present (5 years)

Cetera Investment Advisers LLC

2019 - Present (5 years)

Cetera Adviser Networks LLC

2019 - Present (5 years)

Cetera Advisers LLC

2019 - Present (5 years)

Cetera Financial Specialists LLC

2019 - 2019 (< 1 year)

Foresters Financial Services, Inc

2017 - 2017 (< 1 year)

Evans Bank

2017 - 2019 (2 years)

Foresters Financial Services Inc

2015 - 2017 (2 years)

Key Investment Services LLC

2011 - 2015 (4 years)

Keybank

2011 - 2014 (3 years)

Key Investment Services LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jason Berghold to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Christopher Debeikes
Medford, OR
Lori Coombs
Poughkeepsie, NY
Stuart Wilson
Athens, AL
Eric Siegeltuch
Yonkers, NY
Kim Churchill
Gainesville, GA
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started