Jason
Nieves

Hsbc Securities (Usa) Inc

CRD#5621532
Investment Advisor
in New York, NY
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About this Advisor

Jason Nieves is a certified financial planner whose office is in New York, New York. Currently an investment advisor with Hsbc Securities (Usa) Inc, Nieves has 10 years of professional experience as a financial advisor. Nieves maintains a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Nieves can serve investors based out of Washington, D.C., Louisiana, New Jersey, Texas, North Carolina and Maryland. Nieves has gained experience at Hsbc Securities (Usa) Inc and Hsbc Bank Usa, N.A. Hsbc Securities (Usa) Inc is based out of New York, New York, and has 229 offices across the nation. In aggregate, Hsbc Securities (Usa) Inc manages $4 billion in assets across 16,410 accounts and retains more than 943 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the country. The firm manages 39 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 12% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Hsbc Securities (Usa) Inc can provide portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. The firm's fees may include asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

110 West Broadway
New York, NY 10013

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,376,711,516

NY Average: $7,464,549,021
Total Number of Employees

1,017

NY Average: 88
Total Number of Accounts

17,533

NY Average: 3,892
Average Account Size

$192,592

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Jason Nieves Work History

Jason has 10 years of experience.

2016 - Present (3 years)

Hsbc Bank Usa, N.A

2013 - 2016 (3 years)

Hsbc Securities (Usa) Inc

2010 - 2013 (3 years)

Hsbc Securities (Usa) Inc

2008 - 2010 (2 years)

Hsbc Securities (Usa) Inc

Disclosures

Jason Nieves has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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