Jason
Swartley

Mml Investors Services, LLC

CRD#5659365
Investment Advisor
in Geneva, NY

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About this Advisor

Jason Swartley is a financial advisor operating in Geneva, New York with 2 years of relevant experience. Swartley works at Mml Investors Services, LLC. Their career trajectory has included roles at New York Life Insurance, Nylife Securities LLC, Mass Mutual, Mml Investors Services, Pruco Securities LLC, Prudential Insurance Company Of America, Metlife Securities, Fitzgerald Brothers Bus And Limousine Company, Monroe Tractor, Midas, Friendly Ford, Wall Street Trading, Eleven Lakes Construction And Property Maintenance, Penn Mutual Life Ins Co, Hornor Towsend & Kent LLC, Mass Mutual Life Insurance Company and Mml Investors Services, LLC. Swartley maintains a Series 63 license, certifying them as a securities representative, and is able to operate in New York. Mml Investors Services, LLC is an advisory company operating out of Springfield, MA. The investment advisory business has offices in 1,155 locations and a total of 7,379 financial advisors. It administers $59 billion in total assets across its 326,297 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 447 charities and foundations. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services typically depend on which services are offered. However, fee types charged by Mml Investors Services, LLC most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

122 North Genesee St. Suite A203
Geneva, NY 14456

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$58,787,051,166

NY Average: $16,012,751,954
Total Number of Employees

7,379

NY Average: 118
Total Number of Accounts

326,297

NY Average: 4,567
Average Account Size

$180,164

NY Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Jason Swartley Work History

Jason has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

Mass Mutual Life Insurance Company

2020 - Present (4 years)

Mml Investors Services, LLC

2018 - 2020 (2 years)

Penn Mutual Life Ins Co

2018 - 2020 (2 years)

Hornor Towsend & Kent LLC

2017 - 2017 (< 1 year)

Fitzgerald Brothers Bus And Limousine Company

2017 - 2017 (< 1 year)

Wall Street Trading

2017 - 2018 (1 year)

Eleven Lakes Construction And Property Maintenance

2016 - 2016 (< 1 year)

Midas

2016 - 2016 (< 1 year)

Friendly Ford

2015 - 2015 (< 1 year)

Metlife Securities

2015 - 2016 (1 year)

Monroe Tractor

2014 - 2014 (< 1 year)

Mass Mutual

2014 - 2014 (< 1 year)

Mml Investors Services

2014 - 2015 (1 year)

Pruco Securities LLC

2014 - 2015 (1 year)

Prudential Insurance Company Of America

2009 - 2014 (5 years)

New York Life Insurance

2009 - 2014 (5 years)

Nylife Securities LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jason Swartley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mml Investors Services, LLC

Michael Everritt
Tampa, FL
Michael Altavilla
Saratoga Springs, NY
David Samuelsen
Springfield, MA
Christopher Thrower
Dallas, TX
John Whitehead
Lake Oswego, OR
Jameson Lett
Dublin, OH
Robert Ahrendt
Seattle, WA
Brady Murray
Lehi, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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