Jason
Swartley
Mml Investors Services, LLC
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About this Advisor
Jason Swartley is a financial advisor operating in Geneva, New York with 2 years of relevant experience. Swartley works at Mml Investors Services, LLC. Their career trajectory has included roles at New York Life Insurance, Nylife Securities LLC, Mass Mutual, Mml Investors Services, Pruco Securities LLC, Prudential Insurance Company Of America, Metlife Securities, Fitzgerald Brothers Bus And Limousine Company, Monroe Tractor, Midas, Friendly Ford, Wall Street Trading, Eleven Lakes Construction And Property Maintenance, Penn Mutual Life Ins Co, Hornor Towsend & Kent LLC, Mass Mutual Life Insurance Company and Mml Investors Services, LLC. Swartley maintains a Series 63 license, certifying them as a securities representative, and is able to operate in New York. Mml Investors Services, LLC is an advisory company operating out of Springfield, MA. The investment advisory business has offices in 1,155 locations and a total of 7,379 financial advisors. It administers $59 billion in total assets across its 326,297 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 447 charities and foundations. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services typically depend on which services are offered. However, fee types charged by Mml Investors Services, LLC most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mml Investors Services, LLC Brokerage Details
$58,787,051,166
7,379
326,297
$180,164
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Jason Swartley Work History
Jason has been registered as a financial advisor for 2 years.*
Mass Mutual Life Insurance Company
Mml Investors Services, LLC
Penn Mutual Life Ins Co
Hornor Towsend & Kent LLC
Fitzgerald Brothers Bus And Limousine Company
Wall Street Trading
Eleven Lakes Construction And Property Maintenance
Midas
Friendly Ford
Metlife Securities
Monroe Tractor
Mass Mutual
Mml Investors Services
Pruco Securities LLC
Prudential Insurance Company Of America
New York Life Insurance
Nylife Securities LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jason Swartley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mml Investors Services, LLC
Chesterfield, MO
Austin, TX
Springfield, MA
Dallas, TX
Greenvale, NY
Bethesda, MD
Seattle, WA
Lehi, UT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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